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Charles Schwab Hong Kong

Investor Protection Sites

The sites listed below provide additional information about online trading and investing, and your rights as an investor.

  • The United States Securities and Exchange Commission
  • Financial Industry Regulatory Authority (FINRA)
  • The Securities and Futures Commission of Hong Kong
  • Electronic Investor Resources Center (eIRC)
(0006-5180)

Investment involves risks. The prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down and may become valueless. It is as likely that losses will be incurred as profits will be made as a result of buying and selling securities. Past performance is no indication of future results. 

The information provided here is for general informational purposes only and should not be considered an individualized recommendation or personalized investment advice. All expressions of opinion are subject to change without notice in reaction to shifting market conditions. 

Information contained herein from third party providers is obtained from what are considered reliable source. However, its accuracy, completeness or reliability cannot be guaranteed and Charles Schwab, Hong Kong, Ltd.  expressly disclaims any liability, including incidental or consequential damages, arising from errors or omissions in this publication. 

This site is published by Charles Schwab, Hong Kong, Ltd. and has not been reviewed by the Securities and Futures Commission of Hong Kong.

Charles Schwab, Hong Kong, Ltd. is registered with the Securities & Futures Commission ("SFC") to carry out the regulated activities in dealing in securities and advising on securities under registration CE number ADV256. 

The information contained herein is principally designed for Hong Kong residents. For other countries, securities, products, and services described are subject to country-specific restrictions and are not available in all countries. Nothing here is an offer or solicitation of these securities, products, and services by Charles Schwab, Hong Kong, Ltd. and Charles Schwab & Co., Inc. in any jurisdiction where their offer or sale is not qualified or exempt from registration.

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